Our Clients
Below is a selection of the various organizations we serve as a trusted software partner
The UK National Health Service. Patient management application is deployed in over 30 NHS trusts.
ISDA tracking application used globally within SocGen.
Retail brokerage.
Fund Manager.
Mainspring fund administration. Specializing in Private Equity fund services.
Compliance consultants based in London.
Frank Investments is a regulatory umbrella firm.
Newgate Compliance deploy a bespoke software solution to their clients.
Large US based fund manager.
London based hedge fund.
ONE Group, Luxembourg based compliance consultancy.
US based compliance consultancy.
Supported Industries
All Industries
Any firm that needs to handle data with workflows can benefit from our software.
Make sure staff are following correct procedures. Gain approvals with sign offs, collect data internally and externally. Our solution is easily customizable to meet your needs and the way you work.
Brokers & Banks
Task based issuance and monitoring of compliance functions. Compliance filings, both scheduled and ad hoc like PA dealings, complaint handling, gifts etc.
Universal cloud based access with a full audit trail, makes it easy to demonstrate to the regulator, clear up to date compliance records.
Hedge Funds
A clear workflow replaces excel, word and outlook calendars. Using disparate software to manage compliance is not the best solution.
Save time and money by centralizing the compliance function. Reduce burden on compliance related tasks.
Pension Funds
Organize your funds governance, risks and compliance in one place.
Let the software chase and collect the data you need to show clear up to date compliance for the regulator.
Automate the repetitive and time consuming tasks of governance.