All-in-one Compliance Platform
Everything in one place for governance, risk, and compliance. Simplify the tracking of assigned actions—such as compliance checks and staff affirmations—and reduce reliance on Excel.
Trusted By
Built for Compliance. Designed for Efficiency.
Our powerful compliance monitoring platform brings governance, risk, and compliance into one centralized system.
Reduce reliance on spreadsheets and manual tracking with a platform that makes it easy to assign actions, track progress, capture affirmations, and maintain audit-ready records.
The compliapps platform is easy to adapt to your organizations regulatory requirements and workflows, delivering robust audit trails and meaningful reporting without unnecessary complexity.
Key Solutions
Compliance Monitoring
Organize and centralize your firm’s Compliance Monitoring Plan. Remove the need for paper-based tasks, reduce reliance on spreadsheets.
Documents
A central location for all your company compliance documentation. All documents can be affirmation by staff.
Periodic staff affirmations of policies and updates can be automated and reminders sent on key dates.
Tasks Monitor
Create ad-hoc reminders to colleagues to complete compliance tasks.
Monitor personal, company and all staff tasks.
Notifications alert en tasks are due, pending or overdue.
Book a Demo
SaaS software with no commitment or contract. Free set up and installation.
Feedback from our clients
Regulation is becoming far too complex to be messing around with excel. It’s just not worth the risk.
CO
Hedge Fund
CO
Hedge Fund
One central platform gives us stronger oversight and demonstrates to the regulator clear up to date compliance.
CO
Investment Manager
CO
Investment Manager
The apps combine risk and compliance into one easy to use system with reminders to staff to complete their responsibilities.
CO
Retail Broker
The apps combine risk and compliance into one easy to use system with reminders to staff to complete their responsibilities.
CO
Retail Broker